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Independent Asset Management, Anti-Money Laundering, Duty of Due Diligence of the SAAM and FinSA – Basic Seminar

Verband Schweizerischer Vermögensverwalter | VSV
09.09.2020
Hotel Glockenhof
8001 Zürich
Schweiz
Half a day, 13.30 – 17.30 PM
Fachseminar, -referat oder -kongress
  • Englisch
Target: Employees, who are involved with AML/FinSA subjects, employees of AntiMoney Laundering departments, Legal & Compliance, internal and external auditors, in particular SAAM members of External Asset Managers, Asset Managers, Collective Investment Schemes Companies as well as interested persons. Contents: • Overview of AML and the new challenges for Financial Intermediaries (FI) • Duty of Due Diligence for Independent Asset Management according to the Code of Conduct of SAAM und FinSA • Anti-Money Laundering regulation of the SAAM and AMLO-FINMA – Duty of Due Diligence – Duty of keeping records – Organisational measures – Termination of the business relationship – Reporting to the Financial Intelligence Units (MROS) / goAML • Consequences of non-compliance with regulations
  • Compliance
  • Risk- und Portfolio Management
  • Steuern
  • Wealth Management
in English
4.00
600.00
Equilas AG (Nachfolgerin der PD-Consulting GmbH)
+41 58 748 44 40
ausbildung@equilas.ch
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