Plattform
Leistung
Wie teilnehmen?
Bildungsangebote
Bildungsanbieter
Bildungsanbieter werden
Akkreditierte Bildungsanbieter
Wissenschaftlicher Beirat
Kontakt
Feedback
Navigation
Zum Inhalt springen
Navigationsmenü
Registrierung
Login
Downloads
Teilnehmer
Suchen
Suche
search
Sprachauswahl
Deutsch
Français
Italiano
Deutsch
italiano
français
Plattform
Leistung
Wie teilnehmen?
Bildungsangebote
Bildungsanbieter
Bildungsanbieter werden
Akkreditierte Bildungsanbieter
Wissenschaftlicher Beirat
Kontakt
Feedback
Navigationsmenü
Kursagendadetailansicht
The FinSA rules of conduct
Bildungsanbieter
VisionCompliance SA
Durchführungsort
Online
Art
E-Learning
Sprachen
Englisch
Lernziel / Kompetenzen
Understand and apply the obligations of Relationship Managers in the provision of financial services. The training first presents the classification of the clientele according to the FinSA and the reasons for this classification as well as the possibilities for clients to request an opting in or an opting out. The second part of the training explains the rules of behaviour expected of the Relationship Manager when providing financial services. The training covers in detail the duty to provide information, at the beginning or during business relationships, in execution only, advisory relationships on individual transactions or on the entire asset management portfolio. Emphasis is placed on the rules of appropriateness and suitability as well as on the importance for the Relationship Manager to document the services agreed with clients.
Fachbereiche
Compliance
Kreditpunkte
1.00
Kosten CHF
89.00
Kosten CHF für Mitglieder
75.00
Bemerkung
Valid only for client advisors and not valid for qualified managers and compliance officers.
To take advantage of the "ASG Member" discount, when you buy, use the
"
AsgVsv23
" coupon
This training is also available in
French
and
German
Kontakt
Support
022 807 28 00
support@visioncompliance.ch
Anmeldung
Hier klicken um sich anzumelden...
Zurück
Popup Registrieren
Registrieren als:
Mitglied
Bildungsanbieter
Popup Login
Login als:
Mitglied
Bildungsanbieter