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Course for individuals - Financial Service Act Advanced

BRP Bizzozero & Partners SA
Online
E-Learning
  • Englisch
The course covers following modules: 1) General Introduction to FinSA (20 mins) 2) Scope of Application (30 mins) 3) Client Segmentation and Onboarding (30 mins) 4) Information Duty (30 mins) 5) Appropriateness and Suitability (30 mins) 6) Documentation and Rendering of Account (30 mins) 7) Transparency and Care in Client Orders (30 mins) 8) Offering of Financial Instruments (30 mins) 9) Civil, Administrative and Criminal Procedures (30 mins) 10) Organisational Measures and Conflict of Interests (30 mins) 11) Client Advisers (30 mins)
  • Compliance
5.00
1110.00
1000.00
Sophie Maillard
022 819 10 30
sma@brpsa.com
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