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Investment Suitability & Appropriateness under MiFID II

Fintelligence AG
Online
E-Learning
  • Englisch
This module addresses the provisions on Investment Suitability & Appropriateness under MiFID II. It deals with the general duties of care and faith. Moreover, it explains the categorization of clients and the different obligations that must be complied with. The module also examines the different obligations in asset management and investment advisory business compared to Execution Only relationships. Moreover, it presents the financial products that can be marketed to the different client categories. Finally, the importance of the client's domicile is addressed.
  • Compliance
2.00
140.00
125.00
Peter Stapfer
+41 (0)44 524 33 36
peter.stapfer@fintelligence.ch
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