Kursagendadetailansicht

Implementation of the new obligations under FinIA and FinSA

Equilas AG
24.06.2021
KV Business School
Sihlpostgasse 2
8001 Zürich
Schweiz
Fachseminar, -referat oder -kongress
  • Englisch
The course «Implementation of the new obligations under FinIA and FinSA» introduces the course participants to the regulatory provisions in FinIA and FinSA by means of theory and practical exam-ples. The focus lies on the licensing process and the requirements for obtaining the necessary license under FinIA as well as on the code of conduct according to FinSA. Strategic considerations in the context of implementation, particularly regarding the cooperation with third parties (such as financial planners and external client advisors) are also addressed. Initial practical experience relat-ing to the licensing process rounds off this course. Content - Overview of the relevant regulations in the asset management business - FinIA: Licensing obligation and requirements - Strategic considerations, implementation issues and practical experience
  • Compliance
4.00
650.00
600.00
Nadine Greter
058 748 44 40
ausbildung@equilas.ch
Hier klicken um sich anzumelden...
Zurück